SECURITIES
Administrative Actions
2003
Integrity Financial Group
Steve Wireman
April 28, 2003
Professional Business Solutions, Inc.
d/b/a Interactive Marketing Solutions
Peter Fischer
April 28, 2003
Geneva Securities, Inc.
Richard M. Eisenmenger
Leroy K. Messenger
April 24, 2003
Robert Loal Boeke, Sr.
April 24, 2003
UBS Warburg LLC
UBS Paine Webber Inc.
April 23, 2003
Holoworld, Inc.
April 21, 2003
Spectrum Capital Markets, Inc.
Santhosh Thomas
April 15, 2003
ATNG, Inc.
April 14, 2003
Edward M. Olson
April 11, 2003
Keith Anderson
April 11, 2003
Henry L. Auwinger
April 9, 2003
NatCity Investments, Inc.
April 8, 2003
Patricia Bisch Green
April 8, 2003
Lisa Ann Esposito
April 7, 2003
James E. Cleary Jr.
April 4, 2003
Aryeh T. Goldbloom
April 3, 2003
Deborah Ellen Romary
April 2, 2003
Luis J. Delcastillo II
April 2, 2003
George Michael Loughry
April 1, 2003
Mark D. Monaco
April 1, 2003
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader