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SECURITIES


Administrative Actions

2003

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Integrity Financial Group
Steve Wireman

April 28, 2003

Professional Business Solutions, Inc.
d/b/a Interactive Marketing Solutions
Peter Fischer

April 28, 2003

Geneva Securities, Inc.
Richard M. Eisenmenger
Leroy K. Messenger

April 24, 2003

Robert Loal Boeke, Sr.
April 24, 2003

UBS Warburg LLC
UBS Paine Webber Inc.

April 23, 2003

Holoworld, Inc.
April 21, 2003

Spectrum Capital Markets, Inc.
Santhosh Thomas

April 15, 2003

ATNG, Inc.
April 14, 2003

Edward M. Olson
April 11, 2003

Keith Anderson
April 11, 2003

Henry L. Auwinger
April 9, 2003

NatCity Investments, Inc.
April 8, 2003

Patricia Bisch Green
April 8, 2003

Lisa Ann Esposito
April 7, 2003

James E. Cleary Jr.
April 4, 2003

Aryeh T. Goldbloom
April 3, 2003

Deborah Ellen Romary
April 2, 2003

Luis J. Delcastillo II
April 2, 2003

George Michael Loughry
April 1, 2003

Mark D. Monaco
April 1, 2003

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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