SECURITIES

Administrative Actions

2003

Barry Chaskes
July 30, 2003

Pond Securities Corporation
July 30, 2003

Wayne M. Dennis
July 28, 2003

Alton Securities Group, Inc.
July 24, 2003

Key Financial
July 21, 2003

Advent Capital Partners, Ltd.
Samuel Daly
July 18, 2003

The National Capital Companies
July 18, 2003

Buck TV.Com
Larry Hunter
July 17, 2003

Spectrum Capital Markets, Inc.
Santhosh Thomas
July 17, 2003

Gold Capital Management, Inc.
July 16, 2003

Robinson & Lukens, Inc.
July 16, 2003

Emanuele A. Scarso
July 11, 2003

Jon A. Darmstadter
July 11, 2003

Little Bell and Company LLC
Doug Little
July 11, 2003

Nicholas G. Tsikiktas
July 11, 2003

Stanslav Kaminsky
July 10, 2003

Adam Mosslih
July 9, 2003

Joseph T. Pagano Jr.
July 9, 2003

Wayne M. Dennis
July 9, 2003

Polite and Company
Philip Lee Polite
July 8, 2003

Greeting Cards of America
Alex Carr
July 7, 2003

Integrated Credit Service
July 7, 2003

J & R Financial Group, Inc.
Ronald Provart
James A. Blackburn
July 7, 2003

J.J. West Central of Ill, Inc.
a/k/a JJ, Inc
Robert Jenkins
July 3, 2003

Robinson & Lukens, Inc.
July 3, 2003