SECURITIES
Administrative Actions
2004
January | February | March | April | May | June | July | August | September | October | November | December
Mark W. Lamb
August 30, 2004
Scott D. Sutherland
August 30, 2004
Thomas F. Lagana
August 30, 2004
W. Craig and Company
Auctions for Income
Elijah Rubin
Dave Espino
August 27, 2004
HJM International Trading Ltd
Humberto J. Martinez
August 25, 2004
Robert E. Faulkner
August 23, 2004
Ralph W. Russell
August 18, 2004
Networker2000
a/k/a N2K
Wealth Builders International
Terry Harris
August 18, 2004
The Stonehedge Group, Inc.
Joseph Cucinello
August 18, 2004
Joseph W. Hagan
August 17, 2004
Janney Montgomery Scott LLC
August 16, 2004
Landmark Financial
Mutual Insurance
August 16, 2004
Bruce E. Carlson
August 13, 2004
Joseph LaRocca
August 13, 2004
James E. Zogby
August 6, 2004
Gordon J. Vandeveld
FxTrade Financial, LLC
August 4, 2004
Gerard Robert Celmer
August 3, 2004
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader