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SECURITIES


Administrative Actions

2004

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Mark W. Lamb
August 30, 2004

Scott D. Sutherland
August 30, 2004

Thomas F. Lagana
August 30, 2004

W. Craig and Company
Auctions for Income
Elijah Rubin
Dave Espino

August 27, 2004

HJM International Trading Ltd
Humberto J. Martinez

August 25, 2004

Robert E. Faulkner
August 23, 2004

Ralph W. Russell
August 18, 2004

Networker2000
a/k/a N2K
Wealth Builders International
Terry Harris

August 18, 2004

The Stonehedge Group, Inc.
Joseph Cucinello

August 18, 2004

Joseph W. Hagan
August 17, 2004

Janney Montgomery Scott LLC
August 16, 2004

Landmark Financial
Mutual Insurance

August 16, 2004

Bruce E. Carlson
August 13, 2004

Joseph LaRocca
August 13, 2004

James E. Zogby
August 6, 2004

Gordon J. Vandeveld
FxTrade Financial, LLC

August 4, 2004

Gerard Robert Celmer
August 3, 2004

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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