SECURITIES
Administrative Actions
2004
Joseph A. Cantafio
December 30, 2004
PrimeX, Prime Securities Exchange, Inc.
Cary Edwin Grant
December 30, 2004
Christian Dream Builders Financial Planning, Inc.
Kenneth D. Bivens
December 28, 2004
Premium One Solutions
December 21, 2004
Siemens Financial
a/k/a Siemens Financial Services
December 21, 2004
Westminister Financial Services, Inc.
a/k/a Westminister Finance, Inc.
December 21, 2004
Estate Management Services, Inc.
a/k/a EMS
Daniel George Petrilli
December 17, 2004
Boggie Hanczarukharlow
December 16, 2004
SCO Securities, LLC
December 13, 2004
Tom Vabakos
December 10, 2004
Octagon Financial Services, Inc.
December 9, 2008
Bankers & Investors Company
December 8, 2008
Cash Now
a/k/a Cash Now, Inc.
a/k/a WWW.CashNow.CA
WWW.CashNowPlus.Com
December 7, 2004
William T. Mukai
December 6, 2004
Tom Vabakos
December 3, 2004
Tom Vabakos
December 3, 2004
James E. Easton
December 2, 2004
James S. Huh
December 1, 2004
Janney Montgomery Scott LLC
December 1, 2004
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
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