SECURITIES

Administrative Actions

2004

Theodore S. Alvia
January 29, 2004

William E. Hopkins & Associates, Inc.
January 29, 2004

William Nuxholl Oil
William Nuxholl
January 28, 2004

Phymed Partners, Inc.
Robert Mildenhall
January 27, 2004

Rapid Technologies Group, Inc.
a/k/a Event Horizon Technologies Software, Inc.
Robert Mildenhall
January 27, 2004

William E. Hopkins & Associates, Inc.
January 27, 2004

Charles Richard Antrim
January 23, 2004

Financial Links, Inc.
January 23, 2004

Indianapolis Securities, Inc,
January 23, 2004

James E. Wheeler II
January 23, 2004

Martin Dennis Ross
January 21, 2004

Thomas M. Rohrer
January 21, 2004

Bradley E. Kirk
January 16, 2004

American Cash Flow Corporation
January 15, 2004

Clearing Services of America, Inc.
January 14, 2004

James W. Jonen
January 14, 2004

Credit Suisse First Boston LLC
f/k/a Credit Suisse First Boston Corporation
January 12, 2004

Credit Suisse First Boston LLC
f/k/a Credit Suisse First Boston Corporation
January 12, 2004

Credit Suisse First Boston LLC
f/k/a Credit Suisse First Boston Corporation
January 12, 2004

MFS Group
January 12, 2004

Public Communication Services, Inc.
a/k/a Sprawlnet.com, Inc.
January 12, 2004

CMG Institutional Trading LLC
January 7, 2004

Morgan Stanley & Co. Incorporated
January 7, 2004

Morgan Stanley & Co. Incorporated
January 7, 2004

Integrity Financial Group
Steve Wireman
January 5, 2004

Introducing Brokers Alliance, Inc.
January 5, 2004