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SECURITIES


Administrative Actions

2004

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Bruce Kevin Deakin
July 29, 2004

DS Realty & Capital Markets, Incorporated
July 29, 2004

IMG
July 28, 2004

Billy Joe Johnson
July 26, 2004

Hudson and Hudson
July 21, 2004

James E. Upshaw, Sr.
Upshaw and Associates, LLC

July 20, 2004

Robert E. Faulkner
July 15, 2004

Christopher J. Borgo
July 14, 2004

Leslie I. Golembo
July 14, 2004

Takaki Close and Associates, Ltd.
July 14, 2004

Theodore S. Alvia
July 14, 2004

Janas Associates
R. Carter Freeman

July 12, 2004

Richard P. Hveem
July 8, 2004

Robert E. Schnelle
July 8, 2004

Robert C. Tollefson
July 8, 2004

Cash Now, Inc.
July 7, 2004

Don A. Morris
July 7, 2004

Brian F. Gimelson
July 6, 2004

James E. Wheeler II
July 6, 2004

Thomas A. Smith
July 6, 2004

Thomas M. Rohrer
July 2, 2004

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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