SECURITIES

Administrative Actions

2004

Christopher J. Borgo
March 31, 2004

Marc S. Kimmel
March 31, 2004

Orbitex Funds Distributor, Inc.
March 30, 2004

Vincent Joseph Puma
March 30, 2004

Christian Johnson
March 26, 2004

Richard P. Hveem
March 26, 2004

Brian F. Ferraioli
March 18, 2004

Bruce E. Carlson
March 18, 2004

Trade Partners, Inc.
a/k/a TPI
March 16, 2004

Comarco Management
March 15, 2004

High Tech Financial Products
a/k/a EBD Consulting, Inc.
March 15, 2004

James A. Bayer
March 15, 2004

MFS Group
March 15, 2004

RAM Energy, Inc.
March 15, 2004

Shawn Elliot Russell
March 15, 2004

Millennium Associates
Wall Street Direct, Inc.
Mark S. Perlmutter
George F. Holmes
Peter Hare
March 11, 2004

John J. Derrico
March 11, 2004

Citigroup Global Markets Inc.
f/k/a Salomon Smith Barney Inc.
March 10, 2004

Citigroup Global Markets Inc.
f/k/a Salomon Smith Barney Inc.
March 10, 2004

Citigroup Global Markets Inc.
f/k/a Salomon Smith Barney Inc.
March 10, 2004

Dean D. Giasi
March 10, 2004

Thomas F. Lagana
March 9, 2004

Prudential Financial Services
Transunion Credit Corporation
March 8, 2004

David S. Cacchione
March 8, 2004

Thomas H. Thorp
March 4, 2004

William E. Hopkins & Associates, Inc.
March 2, 2004