SECURITIES
Administrative Actions
2004
January | February | March | April | May | June | July | August | September | October | November | December
Adam G. Kruger
Kruger, Miller and Tummillo, Inc.
May 28, 2004
Salvatore Clark
May 27, 2004
Gordon J. Vandeveld
FxTrade Financial, LLC
May 26, 2004
William Bruce Jr.
May 26, 2004
Dean D. Giasi
May 24, 2004
Richard M. Melendez
May 24, 2004
Kurt A. Johnson
May 21, 2004
Steven R. Jaloza
May 20, 2004
Prudential Financial Services
Transunion Credit Corporation
May 19, 2004
Douglas A. Brian
May 13, 2004
The Stonehedge Group, Inc.
Joseph Cucinello
May 13, 2004
David S. Cacchione
May 12, 2004
Jabez Fisheries
May 7, 2004
Janny Montgomery Scott LLC
May 7, 2004
Mark W. Lamb
May 7, 2004
Dennis R. Carlson
May 6, 2004
G.A. Financial Group
May 6, 2004
Salvatore A. Fradella
May 4, 2004
Don A. Morris
May 3, 2004
Robert E. Schnelle
May 3, 2004
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader