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SECURITIES


Administrative Actions

2004

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

J&R Financial Group, Inc.
October 29, 2004

Our Stock Profits
October 28, 2004

Christopher Jacob Kinsley
October 28, 2004

Gerard Robert Celmer
October 28, 2004

Dupont Securities Group, Inc.
October 26, 2004

Octagon Financial Services, Inc.
October 26, 2004

James A. Blackburn
October 25, 2004

Larcetta Linear
October 20, 2004

Robert William Esch
DBA WhiteMountain Financial

October 19, 2004

Barbara R. Kaplan
a/k/a Barbara R. Israel

October 14, 2004

Larcetta Linear
October 5, 2004

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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