SECURITIES
Administrative Actions
2005
Frost Brokerage Services, Inc.
January 31, 2005
David J. Memmott
January 31, 2005
Global Express Securities, Inc.
January 31, 2005
Juan C. Alejos
January 31, 2005
James E. Hardy
January 31, 2005
David M. Vynerib
January 31, 2005
Robert A. Cassino
January 31, 2005
Geek Securities, Inc.
January 27, 2005
Danny R. Talbott
January 27, 2005
William H. Johnson & Peter S. Miranda
January 26, 2005
Millennium Associates
Wall Street Direct, Inc.
Mark S. Perlmutter
George F. Holmes
Peter Hare
January 24, 2005
Richmark Capital Corporation
January 21, 2005
Robert M. Racusen
January 21, 2005
Delta Asset Management Company, LLC
January 21, 2005
Pryor Counts & Co., Inc.
January 21, 2005
Robert William Esch
D/B/A White Mountain Financial
January 13, 2005
Christopher M. Murray
January 10, 2005
Bankers & Investors Company
January 10, 2005
Richard A. Saitta
January 10, 2005
Frost Brokerage Services, Inc.
January 7, 2005
Barbara R. Kaplan
a/k/a Barbara R. Israel
January 7, 2005
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
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