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SECURITIES

Administrative Actions

2005

January | February | March | April | May | June | July | August | September | October | November | December

Frost Brokerage Services, Inc.
January 31, 2005

David J. Memmott
January 31, 2005

Global Express Securities, Inc.
January 31, 2005

Juan C. Alejos
January 31, 2005

James E. Hardy
January 31, 2005

David M. Vynerib
January 31, 2005

Robert A. Cassino
January 31, 2005

Geek Securities, Inc.
January 27, 2005

Danny R. Talbott
January 27, 2005

William H. Johnson & Peter S. Miranda
January 26, 2005

Millennium Associates
Wall Street Direct, Inc.
Mark S. Perlmutter
George F. Holmes
Peter Hare
January 24, 2005

Richmark Capital Corporation
January 21, 2005

Robert M. Racusen
January 21, 2005

Delta Asset Management Company, LLC
January 21, 2005

Pryor Counts & Co., Inc.
January 21, 2005

Robert William Esch
D/B/A White Mountain Financial
January 13, 2005

Christopher M. Murray
January 10, 2005

Bankers & Investors Company
January 10, 2005

Richard A. Saitta
January 10, 2005

Frost Brokerage Services, Inc.
January 7, 2005

Barbara R. Kaplan
a/k/a Barbara R. Israel
January 7, 2005

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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