Skip Navigation

SECURITIES


Administrative Actions

2005

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Scott K. Fischer
June 30, 2005

David L. Jordon
June 29, 2005

Century Financial, Inc.
Demondo S. Thomas
James E. Casmay

June 29, 2005

Juan C. Alejos
June 29, 2005

Rizwan Fazeel
June 24, 2005

John D. Buglisi
June 24, 2005

Stephen G. Roehrig
June 24, 2005

Laverne R. Thompson Jr.
June 22, 2005

Victor D. Greco
June 21, 2005

Polite and Company, Inc.
Philip Lee Polite

June 20, 2005

Nicolas A. Denucci
June 20, 2005

Janina A. Dittmar
a/k/a Janina A. Casey

June 17, 2005

Bear, Stearns & Co., Inc.
June 17, 2005

Harris Remote Saver, Inc.
Albert E. Harris

June 15, 2005

Terra Energy Investment Fund 1, LLC
Vestreon Funding, LLC
Gregory A. Donelson
Peter H. Kelley

June 14, 2005

William James Hogan
June 14, 2005

Donald L. Roseen
June 8, 2005

Janney Montgomery Scott LLC
June 2, 2005

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader