SECURITIES
Administrative Actions
2005
January | February | March | April | May | June | July | August | September | October | November | December
Scott K. Fischer
June 30, 2005
David L. Jordon
June 29, 2005
Century Financial, Inc.
Demondo S. Thomas
James E. Casmay
June 29, 2005
Juan C. Alejos
June 29, 2005
Rizwan Fazeel
June 24, 2005
John D. Buglisi
June 24, 2005
Stephen G. Roehrig
June 24, 2005
Laverne R. Thompson Jr.
June 22, 2005
Victor D. Greco
June 21, 2005
Polite and Company, Inc.
Philip Lee Polite
June 20, 2005
Nicolas A. Denucci
June 20, 2005
Janina A. Dittmar
a/k/a Janina A. Casey
June 17, 2005
Bear, Stearns & Co., Inc.
June 17, 2005
Harris Remote Saver, Inc.
Albert E. Harris
June 15, 2005
Terra Energy Investment Fund 1, LLC
Vestreon Funding, LLC
Gregory A. Donelson
Peter H. Kelley
June 14, 2005
William James Hogan
June 14, 2005
Donald L. Roseen
June 8, 2005
Janney Montgomery Scott LLC
June 2, 2005
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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader