SECURITIES

Administrative Actions

2006

Timothy R. Touloukian
August 31, 2006

Larry M. Phillips
RBC Dain Rauscher, Inc.
August 30, 2006

William H. Lofthus
Lofthus Financial, Inc.
Lofthus Financial Services, Inc.
Lofthus & Associates Lofthus, Inc.
GMG Private Properties
August 30, 2006

William H. Lofthus
Lofthus Financial, Inc.
Lofthus Financial Services, Inc.
Lofthus & Associates Lofthus, Inc.
GMG Private Properties
August 28, 2006

Timothy James Duma
August 28, 2006

Fidelity Assurance Associates, LLC
August 25, 2006

Max J. Silberman
August 23, 2006

Eagle Vending Systems, Corp.
August 22, 2006

Freetel, Inc.
August 22, 2006

Judah Indig
August 21, 2006

Hughes Energy, Inc.
August 17, 2006

David A. Rourke, Sr.
August 17, 2006

Western Growers Financial Services, Inc.
August 17, 2006

Cannondale Securities, LLC
August 14, 2006

Stonington Corporation
August 14, 2006

FirstLine Financing
August 11, 2006

Sergio M. Rovner
August 9, 2006

Windham Securities, Inc.
August 9, 2006

Scott H. Gitomer
August 9, 2006

J P Finance
August 8, 2006

Euro Pacific Capital, Inc.
August 8, 2006

Curtis Aviation Services, Inc.
Michael H. Curtis
August 2, 2006

Arthur J. Booze
August 2, 2006

Roderick J. Rieman
Innovative Financial Services, Inc.
August 1, 2006

Michael J. Crook
Z Touch Systems, Inc.
August 1, 2006

Illini Bio-Energy, LLC
August 1, 2006

Illini Bio-Energy, LLC
August 1, 2006

T.A. Financial
August 1, 2006

Rocco N. Graziosi
August 1, 2006