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SECURITIES


Administrative Actions

2006

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Felix Daniel
RYM Technology Holdings, LLC
d/b/a RYM Technology, LLC

December 29, 2006

Deutsche Asset Management, Inc.
Deutsche Investment Management Americas, Inc.

December 28, 2006

Deutsche Asset Management, Inc.
Deutsche Investment Management Americas, Inc.

December 28, 2006

Deutsche Asset Management, Inc.
Deutsche Investment Management Americas, Inc.

December 28, 2006

Deutsche Asset Management, Inc.
Deutsche Investment Management Americas, Inc.

December 28, 2006

David A. Goodman
Quantum Bionmond Corporation

December 21, 2006

Kevin D. Wells
December 21, 2006

Gary L. Pittsford
December 19, 2006

Global Wealth Builders, LLC
Global Wealth Investments, LLC
Global Asset Management & Multiplier Account Fund (GAMMA)
Asset Management Income and Growth Account Fund (AMIGA)
Andre E. Mitchell

December 19, 2006

Global Power Global Wealth Enterprises, LLC
Global Wealth Investments, LLC
Andre E. Mitchell

December 19, 2006

Trent A. Johnson
December 19, 2006

Arun K. Salwan
December 18, 2006

Banc of America Investment Services, Inc.
Quick & Reilly, Inc.

December 18, 2006

Banc of America Investment Services, Inc.
Quick & Reilly, Inc.

December 15, 2006

International Candle Corporation
December 12, 2006

Frank T. Devine
December 12, 2006

Shea Silva
Sunrise Energy dba Blue Marlin Energy
Energy 2000, Inc.
Jimmey E. Morrisett

December 7, 2006

Provision Operation Systems, Inc.
Robert Fletcher

December 7, 2006

William James Hogan
December 6, 2006

Richard A. Wells
Wells Financial Services

December 6, 2006

Cambridge Energy Waste Management, Ltd
Howard J. Goldberg

December 5, 2006

Leslie T. Adams
Global Transitional Services

December 5, 2006

Stonington Corporation
December 4, 2006

Kevin D. Wells
December 4, 2006

A.G. Edwards & Sons, Inc.
December 1, 2006

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader