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SECURITIES

Administrative Actions

2006

January | February | March | April | May | June | July | August | September | October | November | December

Basin Oil and Gas Corporation
January 31, 2006

Jygnesh R. Patel
January 31, 2006

Rosewood Energy, Inc.
January 26, 2006

Stralem & Company, Inc.
January 26 , 2006

United Ventures-PTO
January 26, 2006

James M. Begale
January 25, 2006

Tom Smith
Designed4Hits
January 25, 2006

Donald L. Roseen
January 24, 2006

Gary N. Ferraro
January 20, 2006

Nariman Jalayer
January 19, 2006

Norbert William Enslen, Jr.
January 19, 2006

Richard Hennion
January 19, 2006

Bambi I. Holzer
January 13, 2006

Nicolas Arango
January 13, 2006

Benjamin J. Harelick
January 12, 2006

Charles G. Oleson, Jr.
January 12, 2006

Jayme A. Kurtyka
January 12, 2006

Larry M. Brown
Six Degrees, Inc.
January 12, 2006

Money Asset Management, Inc.
Dante Fala
January 12, 2006

Celestial Life Planning, Inc.
January 11, 2006

James R. Pecoraro
January 9, 2006

Michael R. Smith
January 9, 2006

David L. Jordon
January 6, 2006

ASG Securities, Inc.
January 5, 2006

Tony Gannacone III
January 5, 2006

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader