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SECURITIES

Administrative Actions

2006

January | February | March | April | May | June | July | August | September | October | November | December

National Labor Planning, Ltd.
Leonard Ferrara
May 31, 2006

John Allen Anderson
May 30, 2006

Chanse K. Menendez
May 25, 2006

Daniel E. Brunette
May 25, 2006

Erudite Systems, Inc.
Bill Pruim, Jr.
Platinum Investment Group
Aber Loewen
Zurich Global Trust Holdings, A.G.
May 25, 2006

Gary Wayne Hardy
Hardy Asset Management Company
May 25, 2006

Allen Company of Florida, Inc.
May 24, 2006

Leslie Schaller
May 24, 2006

Seed International, Ltd. d/b/a Churchill Associates
Ocean International Marketing, Ltd.
Isack Nadya
May 24, 2006

Tony Gannacone III
May 22, 2006

Roger L. Overby
May 19, 2006

David Ferst
May 18, 2006

Chris J. Brainard
May 18, 2006

James E. Easton
May 18, 2006

Tony Gannacone III
May 16, 2006

Tom Smith & Designed4hits
May 11, 2006

Stralem & Company, Inc.
May 11, 2006

Harvest Financial
May 10, 2006

Marshall G. Wolbers
Meridian Technologies, LLC
May 10, 2006

Robert E. Messinger
May 4, 2006

Michael J. Schumacher
May 2, 2006

Max J. Silberman
May 1, 2006

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader