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SECURITIES


Administrative Actions

2007

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

John Michael Leonard
July 31, 2007

Wunderlich Securities, Inc
July 26, 2007

Atlantic Financial Solutions
July 25, 2007

Stephen Walker
July 20, 2007

Charles L. Doraine
July 19, 2007

Insider Real Estate,
Scanlan Realty & Investments, LTD,
Christopher Scanlan

July 13, 2007

Michael J. Resciniti
July 11, 2007

Infinex Investments, Inc.
July 9, 2007

Deane J. Pantaleo
July 9, 2007

Malory Investments, LLC,
Ronald Stein,
Stephen Strauss,
Kenneth Eugene Zellmer, Jr.,
Sean Zarinegar,
Capital Guardian, Inc.,
Blake William Wilson,
Christine Fenn

July 6, 2007

Arun K. Salwan
July 3, 2007

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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