SECURITIES
Administrative Actions
2007
Scott H. Gitomer
March 30, 2007
Patricia C. Fanella
March 30, 2007
Hughes Energy, Inc.
Carl E. Royse
March 28, 2007
Platinum Capital Advocates, Inc.
Platinum Capital Advocates Elite, Inc.
March 26, 2007
Shepherd James
Benhilton Investments Limited
Alan Frum Ford
Lonford Limited
Charles N. Nenville
Law Consortium Limited
March 26, 2007
Wilfredo A. Carbonquillo
March 23, 2007
James C. Ackerman
March 21, 2007
Oscar Donald Overbey, Jr
March 21, 2007
John Green Consulting, Inc.
John Thomas Sostak
March 20, 2007
Dennis R. Weddle II
March 19, 2007
Morgan Stanley DW, Inc.
March 19, 2007
AEI Environmental, Inc.
d/b/a Liverstock Direct, Inc.
March 19, 2007
Advantage Financial Partners, LLC
March 16, 2007
Craig L. Josephberg
March 15, 2007
John Green Consulting, Inc.
March 15, 2007
Gary L. Pittsford
March 13, 2007
Steven W. Norin
March 13, 2007
Conquest Financial Services
March 12, 2007
Gary Wayne Hardy
Hardy Asset Management
March 12, 2007
Lawrence M. Labine
March 9, 2007
BuySellEnterprise.com
Franklin Media and Technology Group
AE Holdings Corporation
AEH Corporation
March 7, 2007
Roy H. Waugh d/b/a 412 Omini Media, LLC
March 6, 2007
Scott Mikros
Mikros Economics Hedge Fund, LLC
Risk Management International, LLC
March 2, 2007
Cambridge Energy Waste Management, Ltd
Howard J. Goldberg
March 2, 2007
Wachovia Capital Markets, LLC
March 2, 2007
Wachovia Capital Markets, LLC
March 2, 2007
Wachovia Capital Markets, LLC
March 2, 2007
Unlimited Cash, Inc.
Douglas Network Enterprises
March 2, 2007
John Green Consulting, Inc.
March 2, 2007
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader