SECURITIES

Administrative Actions

2007

Scott H. Gitomer
March 30, 2007

Patricia C. Fanella
March 30, 2007

Hughes Energy, Inc.
Carl E. Royse
March 28, 2007

Platinum Capital Advocates, Inc.
Platinum Capital Advocates Elite, Inc.
March 26, 2007

Shepherd James
Benhilton Investments Limited
Alan Frum Ford
Lonford Limited
Charles N. Nenville
Law Consortium Limited
March 26, 2007

Wilfredo A. Carbonquillo
March 23, 2007

James C. Ackerman
March 21, 2007

Oscar Donald Overbey, Jr
March 21, 2007

John Green Consulting, Inc.
John Thomas Sostak
March 20, 2007

Dennis R. Weddle II
March 19, 2007

Morgan Stanley DW, Inc.
March 19, 2007

AEI Environmental, Inc.
d/b/a Liverstock Direct, Inc.
March 19, 2007

Advantage Financial Partners, LLC
March 16, 2007

Craig L. Josephberg
March 15, 2007

John Green Consulting, Inc.
March 15, 2007

Gary L. Pittsford
March 13, 2007

Steven W. Norin
March 13, 2007

Conquest Financial Services
March 12, 2007

Gary Wayne Hardy
Hardy Asset Management
March 12, 2007

Lawrence M. Labine
March 9, 2007

BuySellEnterprise.com
Franklin Media and Technology Group
AE Holdings Corporation
AEH Corporation
March 7, 2007

Roy H. Waugh d/b/a 412 Omini Media, LLC
March 6, 2007

Scott Mikros
Mikros Economics Hedge Fund, LLC
Risk Management International, LLC
March 2, 2007

Cambridge Energy Waste Management, Ltd
Howard J. Goldberg
March 2, 2007

Wachovia Capital Markets, LLC
March 2, 2007

Wachovia Capital Markets, LLC
March 2, 2007

Wachovia Capital Markets, LLC
March 2, 2007

Unlimited Cash, Inc.
Douglas Network Enterprises
March 2, 2007

John Green Consulting, Inc.
March 2, 2007