SECURITIES
Administrative Actions
2008
Michael J. Riley
April 30, 2008
John K. Thurston
April 30, 2008
Global Touch Systems, Inc.
John J. Kauffman
April 29, 2008
David T. Owen III
April 24, 2008
One Financial Securities, Ltd.
April 24, 2008
Anthony T. Coniglio
April 24, 2008
Horizon Technologies, LLC
April 21, 2008
Clearwater Solution
April 21, 2008
Savant Capital Management, Inc.
April 21, 2008
National Foundation of America
April 18, 2008
Terrence T. Alexander
Alexander Holdings, LLC
April 18, 2008
Ultimate Fantasy Football League
Doug Diershow
James DeGeorge
Jason Cook
April 18, 2008
Harold Carmical, Jr.
a/k/a Harold Carmichal, Jr.
Tennessee Fried Rabbit, Inc.
April 16, 2008
RJJ Pasadena Securities, Inc.
April 15, 2008
Nusheen R. Javadizadeh
April 15, 2008
Financial Advisors & Associates
April 15, 2008
Group Partners 2000'S
Patrick Foster
April 11, 2008
Independent Wealth Solutions, LLC
April 8, 2008
Carlton Financial Services
April 7, 2008
Michael W. Brinton
April 7, 2008
Gregory A. Eastman
Arpil 4, 2008
Independent Wealth Solutions, LLC
April 4, 2008
State Wide Lenders
April 4, 2008
Don Lapre
The Greatest Vitamin In The World
Robert Joseph White
April 3, 2008
Steve Amella
Tracey N. Karch
IBP Funding Unlimited d/b/a Club 45
April 3, 2008
Simcoe Financial Services
April 2, 2008
Gilbert Alan Cardillo
April 1, 2008
Imelda Lomibao
April 1, 2008
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader