SECURITIES

Administrative Actions

2008

Michael J. Riley
April 30, 2008

John K. Thurston
April 30, 2008

Global Touch Systems, Inc.
John J. Kauffman
April 29, 2008

David T. Owen III
April 24, 2008

One Financial Securities, Ltd.
April 24, 2008

Anthony T. Coniglio
April 24, 2008

Horizon Technologies, LLC
April 21, 2008

Clearwater Solution
April 21, 2008

Savant Capital Management, Inc.
April 21, 2008

National Foundation of America
April 18, 2008

Terrence T. Alexander
Alexander Holdings, LLC
April 18, 2008

Ultimate Fantasy Football League
Doug Diershow
James DeGeorge
Jason Cook
April 18, 2008

Harold Carmical, Jr.
a/k/a Harold Carmichal, Jr.
Tennessee Fried Rabbit, Inc.
April 16, 2008

RJJ Pasadena Securities, Inc.
April 15, 2008

Nusheen R. Javadizadeh
April 15, 2008

Financial Advisors & Associates
April 15, 2008

Group Partners 2000'S
Patrick Foster
April 11, 2008

Independent Wealth Solutions, LLC
April 8, 2008

Carlton Financial Services
April 7, 2008

Michael W. Brinton
April 7, 2008

Gregory A. Eastman
Arpil 4, 2008

Independent Wealth Solutions, LLC
April 4, 2008

State Wide Lenders
April 4, 2008

Don Lapre
The Greatest Vitamin In The World

Robert Joseph White
April 3, 2008

Steve Amella
Tracey N. Karch
IBP Funding Unlimited d/b/a Club 45
April 3, 2008

Simcoe Financial Services
April 2, 2008

Gilbert Alan Cardillo
April 1, 2008

Imelda Lomibao
April 1, 2008