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SECURITIES


Administrative Actions

2008

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

John T. Witz
December 31, 2008

MGP Global Real Estate
Gregory E. Perkins

December 31, 2008

Bernard L. Madoff
December 30, 2008

Prevention Laboratories, LLC
Jerry A. Douglas

December 29, 2008

Thomas Magee
a/k/a Tom Magee
Magee & Associates
Transnational Consultation Management, Inc.

December 29, 2008

Mallory Investments, LLC
Ronald Stein

December 22, 2008

Resource Bankers
Kevin Mitchell

December 19, 2008

Matthew G. Sapaula
December 18, 2008

Riley K. McHugh
December 17, 2008

Ralph W. Russell
RWR Capital Partners, LLC
RWR Capital Management, LLC

December 16, 2008

Alexander Holdings, LLC
Terrence T. Alexander

December 15, 2008

Bart Andrew Newman
December 10, 2008

Aspen Exploration, Inc.
Mark Rand
Greg Rand
William Rand

December 8, 2008

Bart Andrew Newman
December 8, 2008

MetLife Securities
December 8, 2008

Morgan Stanley & Co. Incorporated
December 4, 2008

Morgan Stanley & Co. Incorporated
December 4, 2008

Terry L. Edlen
December 3, 2008

John S. Cho
December 1, 2008

Kevin G. Carney
December 1, 2008

Roth Financial Group, LLC
Anthony Gerard Roth

December 1, 2008

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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