SECURITIES
Administrative Actions
2008
Louis E. Stough
January 30, 2008
Global Touch Systems, Inc.
John J. Kauffman
January 30, 2008
Olsen Acquisitions
January 30, 2008
Rose Realty Advisors, Inc.
January 29, 2008
Insider Real Estate
Scanlan Realty & Investments, LTD.
Christopher Scanlan
January 28, 2008
Patrick T. McGuire, Jr.
January 28, 2008
Ameriprise Financial Services, Inc.
January 25, 2008
Automated Internet Group
January 25, 2008
Robert Joseph White
January 25, 2008
A&O Life Fund, LLC
A&O Bonded Life Settlements, LLC
A&O Bonded Life Assets
A&O Life Fund Management, LLC
Adley Husni Abdulwahab
January 25, 2008
Ameriprise Financial Services, Inc.
January 25, 2008
Leslie T. Adams
Global Transitional Services
January 24, 2008
Michael Robert Vilim
January 24, 2008
Daniel C. Lacey
January 23, 2008
Robert Dal Santo
Samuel Dal Santo
David Dal Santo
Dal Santo Capital Management, LLC
January 18, 2008
Eric Robert Rydlewski
a/k/a Arkadiusz Rydlewski
d/b/a Merit Inter-Group LTD.
January 18, 2008
Mid-America Energy, Inc.
Gary Milby
January 16, 2008
Richard M. La Croix
R.L. Richards & Co., LLC
January 15, 2008
Michael H. Resciniti
January 11, 2008
Charles L. Doraine
January 11, 2008
Kirk S. Wright
January 11, 2008
Bank Watch
Brian Jines
Frank Panice
January 9, 2008
Dennis R. Weddle, II
January 8, 2008
Raymond James Financial Services
J. Stephen Putnam
January 7, 2008
Earl D. Glick
January 7, 2008
A.G. Edwards & Sons, Inc.
Suzanne Michelle Wiegand
Wachovia Securities, LLC
January 4, 2008
Christopher Turner
Monument Peak Investments, LLC
January 4, 2008
Brian E. McLain
January 3, 2008
Ronald T. Weathers
X52 Distributing, Inc.
January 2, 2008
Guy Williams
Williams Realty and Investments
Grow Wealth Enterprises
January 2, 2008
William J. Murphy
January 2, 2008
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader