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SECURITIES


Administrative Actions

2008

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Louis E. Stough
January 30, 2008

Global Touch Systems, Inc.
John J. Kauffman

January 30, 2008

Olsen Acquisitions
January 30, 2008

Rose Realty Advisors, Inc.
January 29, 2008

Insider Real Estate
Scanlan Realty & Investments, LTD.
Christopher Scanlan

January 28, 2008

Patrick T. McGuire, Jr.
January 28, 2008

Ameriprise Financial Services, Inc.
January 25, 2008

Automated Internet Group
January 25, 2008

Robert Joseph White
January 25, 2008

A&O Life Fund, LLC
A&O Bonded Life Settlements, LLC
A&O Bonded Life Assets
A&O Life Fund Management, LLC
Adley Husni Abdulwahab

January 25, 2008

Ameriprise Financial Services, Inc.
January 25, 2008

Leslie T. Adams
Global Transitional Services

January 24, 2008

Michael Robert Vilim
January 24, 2008

Daniel C. Lacey
January 23, 2008

Robert Dal Santo
Samuel Dal Santo
David Dal Santo
Dal Santo Capital Management, LLC

January 18, 2008

Eric Robert Rydlewski
a/k/a Arkadiusz Rydlewski
d/b/a Merit Inter-Group LTD.

January 18, 2008

Mid-America Energy, Inc.
Gary Milby

January 16, 2008

Richard M. La Croix
R.L. Richards & Co., LLC

January 15, 2008

Michael H. Resciniti
January 11, 2008

Charles L. Doraine
January 11, 2008

Kirk S. Wright
January 11, 2008

Bank Watch
Brian Jines
Frank Panice

January 9, 2008

Dennis R. Weddle, II
January 8, 2008

Raymond James Financial Services
J. Stephen Putnam

January 7, 2008

Earl D. Glick
January 7, 2008

A.G. Edwards & Sons, Inc.
Suzanne Michelle Wiegand
Wachovia Securities, LLC

January 4, 2008

Christopher Turner
Monument Peak Investments, LLC

January 4, 2008

Brian E. McLain
January 3, 2008

Ronald T. Weathers
X52 Distributing, Inc.

January 2, 2008

Guy Williams
Williams Realty and Investments
Grow Wealth Enterprises

January 2, 2008

William J. Murphy
January 2, 2008

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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