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SECURITIES


Administrative Actions

2008

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

UBS Financial Services, Inc.
July 31, 2008

George Warren Ingram
July 31, 2008

Michael A. Silverman
July 28, 2008

Douglas Brandau
Ron Kimball

July 25, 2008

TradeRight Corporation, d/b/a TradeRight Securities, Inc.
Christopher R. Wurtzinger
Michael J. Rukujzo
George Dragel
John H. Lohmeier
Rebecca A. Townsend

July 24, 2008

Benedicto Tolentino
Cielo Tolentino
Metropolis Investments, Inc.
Great Midwest Real Estate, Inc.
Bahai management Company
Tolentino Acquisitions Group
Continental Land Holdings, LLC

July 23, 2008

Paul B. Bulgajewski
July 23, 2008

Dean Waters
Chris Gilley

July 21, 2008

Eric W. Mason
July 21, 2008

First Geneva Capital
Navigators International Co.
Texas Holdings, Inc.
Curtis Mann
Benjamin Young
James Spurger

July 18, 2008

Alexi M. Bethel
July 17, 2008

Terry L. Edlen
July 16, 2008

Dean Waters
Chris Gilley

July 16, 2008

William John Nasgovitz
July 14, 2008

Virgil Elson
July 14, 2008

Legacy Capital, Inc.
a/ka Legacy Trust, Inc.
a/k/a Legacy Trust Foundation
Manna Humanitarian Foundation
a/k/a Manna Trading Corp. Ltd.
Hal (Mick) Allan McLeod
Diane Sharon Rosiek

July 9, 2008

Justin Albert Carroll
July 8, 2008

Bartholomew "Bart" Andrew Newman
July 3, 2008

Raul Marrero
Reeden Capital Group, Inc.
Multi Family Three, LLC

July 1, 2008

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader