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SECURITIES


Administrative Actions

2009

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Imerge Advisors, Inc.
f/n/a eBizBrokers, Inc.
Gloria Bayne

April 30, 2009

John Frazier
Media Concepts, Inc.

April 30, 2009

David F. Brochu
April 29, 2009

JP Morgan Distribution Services, Inc.
April 29, 2009

Tag Securities, Corp.
April 29, 2009

Greenwich Financial, Inc.
April 23, 2009

Prevention Laboratories, LLC
April 23, 2009

William Martys
ICG, Inc.

April 23, 2009

James C. Ackerman
April 20, 2009

Insider Real Estate
Insider Real Estate, Inc.
Scanlan Realty & Investments, LTD.
Christopher Scanlan
Rosalee Mueller

April 17, 2009

Barry Chessick
Nancy J. Sertich Kennedy
Anne Chessick
Lakeland Shores LLC

April 16, 2009

Donald W. Kiley
April 15, 2009

Legacy Financial Assurance Group, Inc.
James Scott Schlueter

April 9, 2009

Robert J. Lunn
Lunn Partners, LLC

April 9, 2009

Philip Herrejon
April 3, 2009

A&O Life Fund, LLC
A&O Bonded Life Settlements, LLC
A&O Bonded Life Assets
A&O Life Fund Management, LLC

April 1, 2009

Adley Husni Abdulwahab
April 1, 2009

Anthony A. James
James Asset Advisory, LLC

April 1, 2009

Charles Nyang'iti
April 1, 2009

Edward Louis Schainker
April 1, 2009

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader