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SECURITIES


Administrative Actions

2009

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

J & W Financial Services, Inc.
J & W Construction, Inc.
Derek J. Woods
Bear Cares Day Care

July 31, 2009

Jeffrey A. Bishop
July 31, 2009

MGP Global Real Estate
Gregory E. Perkins

July 31, 2009

Brian T. Williamson
Here to Help Products, Inc.

July 24, 2009

Michael Dargan
James David Browning
Allied Equity Partners Management Co., Inc.
Allied Equity Partners, Inc.

July 24, 2009

Dragolijub Giljen
a/k/a Daniel Giljen/Dan Giljen

July 21, 2009

SDM Investments, LLC
July 21, 2009

David B. Jordan
Faith B. Jordan

July 17, 2009

Tai Chi Pham
July 17, 2009

Jeffrey A. Bishop
July 16, 2009

London Life Financial
July 16, 2009

Tag Securities, Corp.
July 15, 2009

Blue Rose Wealth Management, LLC
July 13, 2009

Worldbanc Financial Group, Inc.
Gray Shelton

July 13, 2009

Roy Eugene Combs
July 13, 2009

Nunami Services, LLC
July 10, 2009

William H. Weisbrod
July 10, 2009

Glenn John Kozeluh
July 8, 2009

Dragolijub Giljen
a/k/a Daniel Giljen/Dan Giljen

July 7, 2009

Matthew T. Scott
Gelsco, Inc.

July 7, 2009

William W. Block, Jr.
July 7, 2009

JP Morgan Distribution Services, Inc.
July 6, 2009

Kevin Gray
SilverShore Investment Group

July 1, 2009

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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