SECURITIES
Administrative Actions
2009
J & W Financial Services, Inc.
J & W Construction, Inc.
Derek J. Woods
Bear Cares Day Care
July 31, 2009
Jeffrey A. Bishop
July 31, 2009
MGP Global Real Estate
Gregory E. Perkins
July 31, 2009
Brian T. Williamson
Here to Help Products, Inc.
July 24, 2009
Michael Dargan
James David Browning
Allied Equity Partners Management Co., Inc.
Allied Equity Partners, Inc.
July 24, 2009
Dragolijub Giljen
a/k/a Daniel Giljen/Dan Giljen
July 21, 2009
SDM Investments, LLC
July 21, 2009
David B. Jordan
Faith B. Jordan
July 17, 2009
Tai Chi Pham
July 17, 2009
Jeffrey A. Bishop
July 16, 2009
London Life Financial
July 16, 2009
Tag Securities, Corp.
July 15, 2009
Blue Rose Wealth Management, LLC
July 13, 2009
Worldbanc Financial Group, Inc.
Gray Shelton
July 13, 2009
Roy Eugene Combs
July 13, 2009
Nunami Services, LLC
July 10, 2009
William H. Weisbrod
July 10, 2009
Glenn John Kozeluh
July 8, 2009
Dragolijub Giljen
a/k/a Daniel Giljen/Dan Giljen
July 7, 2009
Matthew T. Scott
Gelsco, Inc.
July 7, 2009
William W. Block, Jr.
July 7, 2009
JP Morgan Distribution Services, Inc.
July 6, 2009
Kevin Gray
SilverShore Investment Group
July 1, 2009
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader