SECURITIES
Administrative Actions
2009
Stephen Georgopoulos
June 26, 2009
Midwest Quality Builders
Ambassador Realtors
Jimmy Lane
June 24, 2009
Nexbank Securities, Inc.
June 24, 2009
A. G. Edwards & Sons, Inc.
Wachovia Securities, LLC
Suzanne Michelle Wiegand
June 18, 2009
J & W Financial Services, Inc.
J & W Construction, Inc.
Bear Cares Day Care Center
Derek J. Woods
June 16, 2009
LG Investment Advisors, LLC
June 12, 2009
TR & B Corporation
Touch of Soul, LLC
Tommie E. Rodgers
June 12, 2009
Associates Capital Advance, LLC
Sandy Hoffman
June 10, 2009
Michael Hendrix
June 10, 2009
Jack D. Seibald
June 9, 2009
Michael S. Rosen
June 9, 2009
SDM Investments, LLC
June 8, 2009
Steven R. Lewit
June 8, 2009
Dragolijub Giljen
a/ka Daniel Giljen/Dan Giljen
June 5, 2009
Neil Rolla Harrison
June 4, 2009
Riley K. McHugh
June 4, 2009
Dianne M. Goedtel
June 3, 2009
Greenwich Financial, Inc.
June 2, 2009
GTI Life, Inc.
June 2, 2009
Petrotech Resources Corporation
June 2, 2009
Sitka Pacific Capital Management LLC
June 2, 2009
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader