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SECURITIES


Administrative Actions

2009

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Stephen Georgopoulos
June 26, 2009

Midwest Quality Builders
Ambassador Realtors
Jimmy Lane

June 24, 2009

Nexbank Securities, Inc.
June 24, 2009

A. G. Edwards & Sons, Inc.
Wachovia Securities, LLC
Suzanne Michelle Wiegand

June 18, 2009

J & W Financial Services, Inc.
J & W Construction, Inc.
Bear Cares Day Care Center
Derek J. Woods

June 16, 2009

LG Investment Advisors, LLC
June 12, 2009

TR & B Corporation
Touch of Soul, LLC
Tommie E. Rodgers

June 12, 2009

Associates Capital Advance, LLC
Sandy Hoffman

June 10, 2009

Michael Hendrix
June 10, 2009

Jack D. Seibald
June 9, 2009

Michael S. Rosen
June 9, 2009

SDM Investments, LLC
June 8, 2009

Steven R. Lewit
June 8, 2009

Dragolijub Giljen
a/ka Daniel Giljen/Dan Giljen

June 5, 2009

Neil Rolla Harrison
June 4, 2009

Riley K. McHugh
June 4, 2009

Dianne M. Goedtel
June 3, 2009

Greenwich Financial, Inc.
June 2, 2009

GTI Life, Inc.
June 2, 2009

Petrotech Resources Corporation
June 2, 2009

Sitka Pacific Capital Management LLC
June 2, 2009

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader