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SECURITIES


Administrative Actions

2009

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

James C. Ackerman
May 29, 2009

Ampak Oil Company
May 29, 2009

Corneal Science Corporation
Dr. Allen Touch

May 29, 2009

William W. Block, Jr.
May 29, 2009

Matthew T. Scott
Gelsco, Inc.

May 28, 2009

Gregory Webb
C. Robert Abbott
InfrAegis, Inc.
f/k/a Intelagents, Inc.
Bacteria Sciences Worldwide, LLC

May 27, 2009

Bass Financial Services, LTD.
Mitchell Bass

May 22, 2009

Edward Louis Schainker
May 22, 2009

Heartland Resources, Inc.
May 20, 2009

Nickolas F. DeFina
d/b/a DeFina Financial

May 20, 2009

Phillip Herrejon
May 20, 2009

JT Financial Advisers, LLC
Thomas George Tesar

May 15, 2009

Cleophus Robinson, Jr.
May 14, 2009

Dillion Scott Securities, Inc.
May 14, 2009

MPJ Financial Group, LLC
Angela Nicole Jansons

May 14, 2009

Nexbank Securities, Inc.
May 14, 2009

Nunami Services, LLC
May 14, 2009

Windham Securities, Inc.
May 14, 2009

Paul S. Shechter
Brian Sanders
Eric Arlt
ItradeDirect.com

May 13, 2009

MDB Capital Group, LLC
May 7, 2009

Tamara R. Harrell
Prescott Investment, Inc.

May 7, 2009

Steven Georgopoulos
May 6, 2009

Brack Stanford
Brack Stanford and Associates

May 4, 2009

Global Timber and Resources Corporation
George D. Miller

May 4, 2009

Hugh Benjamin DeNeal
May 4, 2009

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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