SECURITIES
Administrative Actions
2009
A.I.R. Inc.
Michael W. Smith
November 30, 2009
Dianne M. Goedtel
November 30, 2009
Douglas F. Conrad
November 30, 2009
Preston Runyan
November 30, 2009
Ronald C. Kemp
November 30, 2009
Independent Partner Brokerage, Inc.
November 25, 2009
Moly Shield International, Inc
Joseph Mancini Jr.
Nick Avgerinos
Thomas Mavridis
November 25, 2009
John R. Tufts
November 24, 2009
The Coffee Man, Inc.
November 24, 2009
Paul A. Kuiper
November 23, 2009
Michael L. Niemczyk
Michael L. Miemcyzk & Associates, Inc.
November 19, 2009
W & W Brokerage L.L.C.
Estrallita Willis
November 18, 2009
Senior Retirement Services
Lavern P. Huelsmann
November 17, 2009
Beckford Financial Services
November 13, 2009
First Line Lending
November 13, 2009
A.I.R. Inc.
Michael W. Smith
November 13, 2009
James Parker
GoBlackBiz a/k/a GoBlackBiz.com
GoBlackBook a/k/a GoBlackBook.net
PM Ideas
November 10, 2009
Michael A. Russo
November 10, 2009
Conrad Schwocha
November 9, 2009
Francois E. Durmaz
November 9, 2009
New Century Financial Creations & Consulting, Inc.
Nalita Scott
November 6, 2009
Seward, Groves, Richard & Wells, Inc.
November 6, 2009
Donway Financial Services
November 5, 2009
Professional Independent Contractors Association
a/k/a Pic Association
November 3, 2009
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader