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SECURITIES

Administrative Actions

2010

January | February | March | April | May | June | July | August | September | October | November | December

James R. Pecoraro
December 30, 2010

Richard Ghetzler
Ghetzler Aero-Power Corporation
December 30, 2010

William J. Martys
ICG, Inc.
December 30, 2010

Ken Dachman
Central Sleep Diagnostics, LLC
December 29, 2010

Kevin McPhee
December 23, 2010

Citigroup Global Markets Inc.
December 22, 2010

Citigroup Global Markets Inc.
December 22, 2010

Sean F. Mescal
a/k/a Sean F. Mescall
Capital Street Financial, LLC
December 22, 2010

Tom M. Smith
Source Dynamics, Inc.
December 20, 2010

Sequoia Group, Inc.
Michael T. Kimmelman
December 17, 2010

Donn William Coppens
Adam William Coppens
Shirley Ann Coppens
a/k/a Shirley Ann Snyder
William Lyle Snyder
WFA Access, Ltd.
All Doing Business As:
World-Financial-Access
Gateway Horizons, Inc.
E. Mini Holdings Corp.
Tamba
Empowerment-08
Vitron
Quantum
Sereno
Vytron
Barclay
Priority 130
First Line
Kwik Cycle
UMS
December 17, 2010

George W. Velissaris
December 16, 2010

Hedge Fund Strategies, Inc.
December 16, 2010

James H. Parker
ConnectWE.com
ConnectWe Inc.
December 16, 2010

Century Capital Group
December 15, 2010

RGN Investment Group, Inc.
Robert G. Nelson
December 15, 2010

Rockport Brokers Service
December 15, 2010

Alan J. Nerad
December 13, 2010

Kenn A. Hugos
December 10, 2010

SP Trader
a/k/a SP Trader Fund
a/k/a SP Trader Investments Capital, Ltd.
December 10, 2010

Edward L. Moskop
Financial Services Moskop & Associates, Inc.
December 3, 2010

Warren K. Steffen
December 3, 2010

Sequoia Group, Inc.
Michael T. Kimmelman
December 2, 2010

United Nationwide LLC
December 2, 2010

Sharath M. Sury
December 1, 2010

TMFS-Harrisburg, LLC
d/b/a The Mutual Fund Store
December 1, 2010

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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