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SECURITIES


Administrative Actions

2011

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Mohammed I. Khan
Ink Global Consulting, Inc.
Ink Global, LLC
Ink Global Capital, LLC

August 31, 2011

Cor Development Group, Inc.
Alberto B. Colon
Artemio Rivera

August 29, 2011

Luxman Trading Concepts
August 29, 2011

Mark L. Borst
Nicolas Hindman
Mel Krumdick
Todd Dyer
Midwest Farmland Limited Partnership
Midwest Farmland Management Corporation
Midwest Farmland Acquisitions
American Farmland Partners Corporation
Agricultural Network Corporation

August 29, 2011

James Raney
August 26, 2011

Kery S. Hutner
August 24, 2011

Amston Capital, LLC
Stratcap, LLC
Christopher Green

August 15, 2011

GHP Capital Corp
August 11, 2011

Steven Delott
August 10, 2011

UBS Securities, LLC
UBS Financial Services, Inc.

August 10, 2011

UBS Securities, LLC
UBS Financial Services, Inc.

August 10, 2011

Mark L. Borst
Nicolas Hindman
Mel Krumdick
Todd Dyer
Midwest Farmland Limited Partnership
Midwest Farmland Management Corporation
Midwest Farmland Acquisitions
American Farmland Partners Corporation
Agricultural Network Corporation

August 9, 2011

Genadi Yagodayev
Rockford Funding Group, LLC

August 8, 2011

Michael Franks, LLC
Michael Franks Alternative Fund, LLC
Michael Morawski
Frank Constant

August 8, 2011

KPH/Invest, Inc.
August 5, 2011

Fran Span Global, LLC
The Healthy Life Style Place of Oak Park, LLC
Physicians Wellcare Centers of America

August 4, 2011

Gregory Arthur Niebler
August 2, 2011

Barry Patrick Mctiernan
August 2, 2011

Inaki Eguizabal
August 2, 2011

James Raney
August 2, 2011

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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