SECURITIES
Administrative Actions
2011
Cashel Programs
July 29, 2011
Thomas F. Utley
July 29, 2011
The Maxim Group, LLC
July 28, 2011
James H. Parker
ConnectWE.com
ConnectWe Inc.
July 27, 2011
Sequoia Group, Inc.
Michael R. Kimmelman
July 27, 2011
KPH/Invest, Inc.
July 26, 2011
MH Investments LLC
July 26, 2011
Richard A. Cavileer
July 21, 2011
Jerry Isaacson
Barry Isaacson
Freezer products, LLC
Target Foods, LLC
July 21, 2011
Matthew Sapaula
Matthew Sapaula Inc.
July 21, 2011
The Wunderkind Group, LLC
Raymond Wu
Rebecca P. Wu
July 21, 2011
Ashton Garnett Securities, LLC
July 18, 2011
Capital Development Group, LLC
EAG Capital Holdings, Inc.
Alex Field
Gary Fishkin
Edward Renko
July 18, 2011
Lombardi & Co., Inc
July 18, 2011
Christos Fotiadis
July 15, 2011
Putnam Energy, LLC
July 14, 2011
Peter V. Eliades
July 13, 2011
Stephen Aquilino
July 13, 2011
Lawrence I. Goldstein
July 12, 2011
Robert R. Petersen
First U.S. Equities, Inc.
First Federal Equities, Inc.
July 8, 2011
George Dragel
July 7, 2011
Eugene Morrissette
GM Enterprises
July 1, 2011
Genadi Yagodayev
Rockford Funding Group, LLC
July 1, 2011
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader