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SECURITIES


Administrative Actions

2011

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Cashel Programs
July 29, 2011

Thomas F. Utley
July 29, 2011

The Maxim Group, LLC
July 28, 2011

James H. Parker
ConnectWE.com
ConnectWe Inc.

July 27, 2011

Sequoia Group, Inc.
Michael R. Kimmelman

July 27, 2011

KPH/Invest, Inc.
July 26, 2011

MH Investments LLC
July 26, 2011

Richard A. Cavileer
July 21, 2011

Jerry Isaacson
Barry Isaacson
Freezer products, LLC
Target Foods, LLC

July 21, 2011

Matthew Sapaula
Matthew Sapaula Inc.

July 21, 2011

The Wunderkind Group, LLC
Raymond Wu
Rebecca P. Wu

July 21, 2011

Ashton Garnett Securities, LLC
July 18, 2011

Capital Development Group, LLC
EAG Capital Holdings, Inc.
Alex Field
Gary Fishkin
Edward Renko

July 18, 2011

Lombardi & Co., Inc
July 18, 2011

Christos Fotiadis
July 15, 2011

Putnam Energy, LLC
July 14, 2011

Peter V. Eliades
July 13, 2011

Stephen Aquilino
July 13, 2011

Lawrence I. Goldstein
July 12, 2011

Robert R. Petersen
First U.S. Equities, Inc.
First Federal Equities, Inc.

July 8, 2011

George Dragel
July 7, 2011

Mark L. Borst
Nicolas Hindman
Mel Krumdick
Todd Dyer
Midwest Farmland Limited Partnership
Midwest Farmland Management Corporation
Midwest Farmland Acquisitions
American Farmland Partners Corporation
Agricultural Network Corporation

July 6, 2011

Eugene Morrissette
GM Enterprises

July 1, 2011

Genadi Yagodayev
Rockford Funding Group, LLC

July 1, 2011

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader