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SECURITIES


Administrative Actions

2011

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Donald Mark Hutchinson
June 30, 2011

Peter Thomas Coules
June 30, 2011

Thomas William Rendl
June 30, 2011

Cashel Programs
June 28, 2011

Robert Wolfolk Sr.
June 28, 2011

Swift Financial Services
June 24, 2011

Blue Horizons Group, L.L.C.
June 22, 2011

Quad City Investment Advisors, LLC
June 22, 2011

Solid Ad Solutions, LLC
June 22, 2011

John Naurice Baker
June 21, 2011

Lambert Clark Group, LLC
Kevin James Reed

June 21, 2011

Kevin James Reed
Lambert Clark Group, LLC

June 21, 2011

Edward Schaibley
June 20, 2011

The Matomi Group, LLC
Daniel Anonovski

June 20, 2011

GZ Gourmet Food and Beverage, Inc.
R. Richard Saxby

June 17, 2011

Udell W. Matthews
Matthews Logistics, LLC

June 17, 2011

Edward Schaibley
June 16, 2011

Kevin Charles McGirr
McGirr Financial Services

June 15, 2011

Fran Span Global, LLC
The Healthy Life Style Place of Oak Park, LLC
Physicians Wellcare Centers of America

June 10, 2011

Luxman Trading Concepts
June 8, 2011

Richard J. Heath
June 7, 2011

James Stead, Jr.
June 6, 2011

Stephen Aquilino
June 6, 2011

Michael A. Calace
d/b/a Michael Anthony
d/b/a Silver Sword International

June 3, 2011

Ajay Sarkar
Panacea Corporation

June 3, 2011

Stewart International Consultants, Ltd.
Patricia A. Stewart

June 3, 2011

The Wunderkind Group, LLC
Raymond Wu
Rebecca Wu

June 3, 2011

Beckford's Transport Corporation
Franklyn Beckford, Jr.
Franklyn Beckford, Sr.
Sarah Beckford

June 1, 2011

Lambert Clark Group, LLC
LCG Global Assets Limited
Kevin James Reed

June 1, 2011

Lambert Clark Group, LLC
Kevin James Reed

June 1, 2011

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