SECURITIES

Administrative Actions

2011

Eugene Morrissette
GM Enterprises
May 31, 2011

Ken A. Hugos
May 31, 2011

Lambert Clark Group, L.L.C
Kevin James Reed
May 31, 2011

Aaron Todd Fields
May 27, 2011

Albert Dixon Bryant
May 27, 2011

Daniel Nieves
May 27, 2011

David Sargent
a/k/a Smooth D. Styles, Jr.
d/b/a The Elite Construction Group
May 27, 2011

Dorsey Christian
May 27, 2011

Jeffrey Terrence Graff
May 27, 2011

John Michael Bayer
May 27, 2011

Michael Paul Curtis
May 27, 2011

Andrew John Hall
May 26, 2011

Jay Michael Pollack
May 25, 2011

Senior Financial Strategies, Inc.
d/b/a Pinnacle Investment Advisors
Thomas N. Cooper
Susan B. Cooper
May 24, 2011

Stifel, Nicolaus & Company, Incorporated
May 24, 2011

Stifel, Nicolaus & Company, Incorporated
May 24, 2011

David L. Hopkins
May 20, 2011

Sequoia Group, Inc.
Michael T. Kimmelman
May 20, 2011

Germaine Pang
Krupp d/b/a Germaine Pang
May 19, 2011

Great Power Investments, LLC
Walter G. Martinez
May 19, 2011

Thomas F. Utley
May 19, 2011

Leonard Todd Johnson
May 18, 2011

Michael Joseph Farinella
May 18, 2011

Power Lending Corporation
Power Property Investors
Power Property Management
Darren Heroldt
May 18, 2011

Randall, Scott & Partners
James B. Clarke & Co., Ltd.
May 18, 2011

Jacqueline Kae Childress-Mitchell
May 17, 2011

Margaret Kopecki
May 17, 2011

Neal Alexander Ritter
May 17, 2011

William Anthony Gohs
May 17, 2011

George Willis Scholz
May 16, 2011

Michael D. Hanke
May 16, 2011

Peter Whitfield
May 16, 2011

Alan Richard Lew
May 13, 2011

Jay Michael Pollack
May 12, 2011

John Naurice Baker
May 12, 2011

Joseph Macaione
May 12, 2011

Joseph Richard Rauktys
May 12, 2011

Patrick Timothy Murphy
May 12, 2011

Fran Span Global, LLC
The Healthy Life Style Place of Oak Park, LLC
Physicians Wellcare Centers of America
May 11, 2011

Norman Goldstein
GEI Brokerage, Inc.

Quad City Investment Advisors, LLC
May 10, 2011

Blue Horizons Group, L.L.C.
May 6, 2011

Lowell Terry Allen
May 6, 2011

Solid Ad Solutions, L.L.C.
May 6, 2011

Spencer Clarke LLC
May 5, 2011

Richard A. Cavileer
May 5, 2011

Timothy J. Roth
Keyop Exercise, Inc.
May 5, 2011

Blake Anthony
Blake Anthony, Inc.
Solution Consulting Group Services, Inc.
Angela T. Freeman
May 4, 2011

Gary Carter Jr.
Believer's Two, Inc.
Cheetah Machines Inc.
Gary Carter Sr.
May 4, 2011

Michael H. Hess
Quantum Holdings, LLC
May 4, 2011

Putnam Energy, LLC
May 4, 2011

Ajay Sarkar
Panacea Corporation
May 3, 2011

Jim Pantazelos
Destiny's Partners, Inc.
May 3, 2011

Michael A. Calace
d/b/a Michael Anthony
d/b/a Silver Sword International
May 3, 2011

Thomas William Rendl
May 3, 2011

Lawrence I. Goldstein
May 2, 2011