SECURITIES

Administrative Actions

2011

Donnie D. Eddy
November 30, 2011

Leonard Edwin Belcher
November 30, 2011

Michael C. Marron
November 30, 2011

Mark L. Borst
Nicolas Hindman
Mel Krumdick
Todd Dyer
Midwest Farmland Management Corporation
Midwest Farmland Limited Partnership
Midwest Farmland Acquisitions
American Farmland Partners Corporation
Agricultural Network Corporation
November 30, 2011

Real Estate on the Radio, LLC
RB Consulting, Inc.
Ronald M. Vergara
November 29, 2011

Dealer Auction Access, Inc.
November 28, 2011

Inaki Eguizabal
November 28, 2011

Jay Taparia
November 28, 2011

Mohammed I. Khan
Ink Global Consulting, Inc.
Ink Global, LLC
Ink Global Capital, LLC
November 28, 2011

MF Global, Inc.
November 23, 2011

Gerald Thomas McCullough
November 23, 2011

Scott A. Kashian
November 23, 2011

Michael A. Macis
November 21, 2011

Bradley P. Schieber
November 17, 2011

Matthew Sapaula
Matthew Sapaula Inc.
November 17, 2011

Charles Edward Bell
November 16, 2011

Deborah Ann Wilson
November 16, 2011

Eric J. Neumann
November 16, 2011

Fredrick Donn Williamson
November 16, 2011

George Algirdas Kuzmickas
November 16, 2011

George Dragel
November 16, 2011

Gustavo A. Ruiz
November 16, 2011

Jonathan Michael Riogoni
November 16, 2011

Lawrence A. Kreindel
November 16, 2011

Michael Craig Pattrick
November 16, 2011

Michael Joseph Stahl Jr.
November 16, 2011

Mitchell Ray Davis
November 16, 2011

Robert Iver Kelley Jr.
November 16, 2011

Scott A. Kashian
November 16, 2011

Tracey Renee Callaway
November 16, 2011

Yitzhok Alexander Fox
November 16, 2011

Kabarec Financial Advisors, Ltd.
November 15, 2011

Ray Pacific Global Assets, LP
Ray Pacific Asset Management, LLC
Ray Krittibas
November 15, 2011

Scott McGinnis
Truearn.com
November 15, 2011

John L. Frazier
Tax Recovery Team
November 14, 2011

Chadwick Creech
Yuwen Creech
Streamone FS, LLC
Streamone, LLC
November 10, 2011

Donald Lee Hook Jr.
November 10, 2011

Kimberly Sheri Smith
November 10, 2011

Shawn D. Baldwin
Capital Management Group Securities, LLC
CMG Institutional Trading, LLC
November 10, 2011

Alfaro Oil & Gas, LLC
Brian Keith Alfaro
Pinnacle Partners Financial Corporation
November 9, 2011

Brian Keith Richardson Sr.
November 9, 2011

Jeffrey Sam DeCant
November 8, 2011

Arthur S. Miller
November 7, 2011

Muminah Abdul-Malik
November 7, 2011

Richard Neil Rosenberg
November 7, 2011

Ballentine Investments, Inc.
William Andrew Ballentine
November 4, 2011

Christos Fotiadis
November 4, 2011

The Matomi Group, LLC
Daniel Andonovski
November 4, 2011

Virginia Commercial Capital Corporation
Scott Mattingley
November 4, 2011

Virginia Commercial Capital Corporation
Scott Mattingley
November 4, 2011

Dealer Auction Access, Inc.
November 2, 2011

Patrick T. Dunaway
November 2, 2011

Wendy Meyers Simpson
November 1, 2011