SECURITIES
Administrative Actions
2011
Amston Captial, LLC
Stratcap, LLC
Christopher Green
September 30, 2011
Michael A. Calace
a/k/a Michael Anthony
d/b/a Silver Sword International
September 29, 2011
Signal Oil and Gas Company
James E. Van Blaricum
Steve Schoen dba SJS Investments
September 29, 2011
Ephren Taylor
City Capital Corporation
a/k/a City Capital Corp
Clean Sweep Holdings Group LLC
September 27, 2011
Money Matters for Women of Color, Inc.
Nevada Gold Exchange, LLC
Abu H. Ali
a/k/a Abu H. Ali, II
Juanita Ali
a/k/a N. Juanita Ali
September 22, 2011
Shawn D. Baldwin
Capital Management Group Securities, LLC
CMG Institutional Trading, LLC
September 22, 2011
Jerry Isaacson
Barry Isaacson
Freezer Products, LLC
Target Foods, LLC
September 21, 2011
Virginia Commercial Capital Corporation
Scott Mattingley
September 20, 2011
Ashton Garnett Securities, LLC
September 16, 2011
Jeremy Warren
September 16, 2011
MH Investments LLC
September 16, 2011
Todd Alan Shanholtzer
September 16, 2011
Tracey Renee Callaway
September 16, 2011
John C. Nori
September 15, 2011
Alfaro Oil & Gas, LLC
Brian Keith Alfaro
Pinnacle Partners Financial Corporation
September 13, 2011
Doley Securities, LLC
September 9, 2011
Lakeland Shores LLC
Barry Chessick
Anne Chessick
Nancy J. Sertich Kennedy
September 9, 2011
Barry Patrick Mctiernan
September 8, 2011
Berry Resources, Inc.
Ralph Berry
September 8, 2011
Tamara R. Harrell
Prescott Investment, Inc.
September 7, 2011
Matthew Sapaula
Matthew Sapaula, Inc.
September 1, 2011
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader