SECURITIES
Administrative Actions
2012
January | February | March | April | May | June | July | August | September | October | November | December
Joseph P. Rivera
February 28, 2012
Gustavo A. Ruiz
February 23, 2012
Hubert Stalling
February 23, 2012
Consolidated Wealth Holdings, Inc
Consolidated Wealth Management, LLC
John Spalding
Laura Spalding
February 21, 2012
Lawrence Y. Lee
February 15, 2012
Edward Louis Schainker
February 10, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 10, 2012
Christopher Varlesi
d/b/a Gold Coast Futures and Forex
February 8, 2012
Christopher Varlesi
d/b/a Gold Coast Futures and Forex
February 8, 2012
Exceptional Investment, Inc.
Peter Guzman
Jimmy Rivera
February 7, 2012
Jeffrey A. Mullins
February 7, 2012
Philip W. Elizondo
Denise M. Elizondo
Lincoln Square Group, LLC
February 6, 2012
Howard M. Ramsamugh
February 1, 2012
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader