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SECURITIES

Administrative Actions

2012

January | February | March | April | May | June | July | August | September | October | November | December

MG International Consultants, LLC
Humberto Martinez
January 31, 2012

Daniel Edward Sigman
January 30, 2012

Eric Dale Grant
January 30, 2012

Heritage, Inc.
d/b/a heritage Deposit Brokers
January 30, 2012

Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 30, 2012

Mitchell Ray Davis
January 30, 2012

Paul Miller
7 West Partners LLC
Southern Media LLC
January 26, 2012

Richard Kelsey
Ispottedyou.com
January 26, 2012

Arthur Lin
January 24, 2012

Gloria Lin
January 24, 2012

Jerry Miller
January 24, 2012

Raymond T. Blunk
January 24, 2012

Deborah Ann Wilson
January 23, 2012

George Algirdas Kuzmickas
January 23, 2012

Peter Anthony Mazzara
Omni Group Partners, Ltd
Alpha Life Holdings, Ltd.
January 23, 2012

Reginald Lomax
January 23, 2012

Lucher Holloway
It's Clean USA, LLC
It's Clean USA Limited
January 20, 2012

Carl G. Moose
Infinity Wind Technology N.A. LLC
Infinity Wind Technology LLC
January 19, 2012

Elie Mellul
a/k/a Eli Mellul
Traders Capital, LLC
January 19, 2012

Farmaraz "Mario" Azodinia
Eugene C. Beyer
Pinnacle Investment Group LLC
January 19, 2012

Joseph P. Rivera
January 18, 2012

Mark Barati
January 18, 2012

Big K Energy Corporation
Big K Energy Partners One, Ltd
Kenneth Klienke
January 13, 2012

Cor Development Group, Inc.
Alberto B. Colon
Artemio Rivera
January 13, 2012

Kenneth O'Neal Griffin
January 13, 2012

Insider Real Estate, Inc.
Scanlan Realty & Investments, Ltd.
Christopher Scanlan
Rosalee Mueller
January 11, 2012

Peter M. Peterson
January 11, 2012

Banc of America Securities, LLC
Banc of America Investment Services, Inc.
January 10, 2012

Banc of America Securities, LLC
Banc of America Investment Services, Inc.
January 10, 2012

Blair Capital Management Corp
January 9, 2012

Royal Alliance Associates, Inc.
Marcus M. Carbajal
Dirk C. Salberg
January 9, 2012

Alvin Joseph Boutte, Jr.
January 6, 2012

Blair Capital Management Corp
January 5, 2012

Christopher Varlesi
d/b/a Gold Coast Futures and Forex
January 5, 2012

Dealer Auction Access, Inc.
January 5, 2012

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader