SECURITIES
Administrative Actions
2012
Helmuth Investment, Inc.
May 30, 2012
MSF Securities, Inc.
May 30, 2012
Angelo Wiley
May 25, 2012
Virginia Commercial Capital Corporation
Scott Mattingley
May 25, 2012
Mark David Hurwitz
Lynda M. Hurwitz
May 18, 2012
Rudolf L. Molnar
May 17, 2012
MSF Securities, Inc.
May 16, 2012
First Calvary Financial, Inc.
Richard Chaunqi Wang
May 16, 2012
Angelo Wiley
May 15, 2012
Robert T. Ciaccio, Jr.
May 15, 2012
Peter Anthony Mazzara
Omni Group Partners
Alpha Life Holdings, Ltd.
May 14, 2012
ATG Securities, LLC
May 13, 2012
Ventoux Securities, LLC
May 13, 2012
Katryn Ann Winter
May 10, 2012
Christopher F. Cerecedes
May 9, 2012
Pulse Trading, Inc.
May 9, 2012
Legend Merchant Group, Inc.
May 8, 2012
Southwest Securities, Inc.
May 7, 2012
Douglas F. Kaiser
May 3, 2012
Ryan C. Gold
May 3, 2012
Roy D. Kessel
The Omicron Group, LLC
Capital Law Group, P.C.
May 2, 2012
Stephen H. Mansker, Jr.
Mansker Associates Holding Company, Inc.
May 2, 2012
Jeffrey A. Mullins
May 1, 2012
Katryn Ann Winter
May 1, 2012
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader