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SECURITIES


Administrative Actions

2012

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Helmuth Investment, Inc.
May 30, 2012

MSF Securities, Inc.
May 30, 2012

Angelo Wiley
May 25, 2012

Virginia Commercial Capital Corporation
Scott Mattingley

May 25, 2012

Mark David Hurwitz
Lynda M. Hurwitz

May 18, 2012

Rudolf L. Molnar
May 17, 2012

MSF Securities, Inc.
May 16, 2012

First Calvary Financial, Inc.
Richard Chaunqi Wang

May 16, 2012

Angelo Wiley
May 15, 2012

Robert T. Ciaccio, Jr.
May 15, 2012

Peter Anthony Mazzara
Omni Group Partners
Alpha Life Holdings, Ltd.

May 14, 2012

ATG Securities, LLC
May 13, 2012

Ventoux Securities, LLC
May 13, 2012

Katryn Ann Winter
May 10, 2012

Christopher F. Cerecedes
May 9, 2012

Pulse Trading, Inc.
May 9, 2012

Legend Merchant Group, Inc.
May 8, 2012

Southwest Securities, Inc.
May 7, 2012

Douglas F. Kaiser
May 3, 2012

Ryan C. Gold
May 3, 2012

Roy D. Kessel
The Omicron Group, LLC
Capital Law Group, P.C.

May 2, 2012

Stephen H. Mansker, Jr.
Mansker Associates Holding Company, Inc.

May 2, 2012

Jeffrey A. Mullins
May 1, 2012

Katryn Ann Winter
May 1, 2012

Nicolas Hindman
Mel Krumdick
Todd Dyer
Tracy Lynn Bolton
Midwest Farmland Management Corporation
Midwest Farmland Limited Partnership
American Farmland Partners Corporation
U.S. Growers Liquidity Fund, Inc.
Farmland Marketing & Management Group, Inc

May 1, 2012

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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