SECURITIES
Administrative Actions
2012
January | February | March | April | May | June | July | August | September | October | November | December
Enrique Guido Pflucker
November 30, 2012
Hakim A. Donadelle
November 30, 2012
Loyal Financial Group
Loyal Financial Private Investments
Sergij Lyazkowskij
November 21, 2012
Southwest Securities, Inc.
November 20, 2012
John Edward Watson
November 19, 2012
Steven P. Jones
John P. Acord
Donald Drabik
Intermodal Wealth Inc.
EcoEnergy Group Inc.
Intermodal Lease, Inc.
November 8, 2012
The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader
Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.
Administrative Actions are offered in PDF format unless otherwise stated. Get Adobe Reader