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SECURITIES


Administrative Actions

2012

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Enrique Guido Pflucker
November 30, 2012

Hakim A. Donadelle
November 30, 2012

Loyal Financial Group
Loyal Financial Private Investments
Sergij Lyazkowskij

November 21, 2012

Southwest Securities, Inc.
November 20, 2012

John Edward Watson
November 19, 2012

Steven P. Jones
John P. Acord
Donald Drabik
Intermodal Wealth Inc.
EcoEnergy Group Inc.
Intermodal Lease, Inc.

November 8, 2012

The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.

Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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