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SECURITIES


Administrative Actions

2012

January  |  February  |  March  |  April  |  May  |  June  |  July  |  August  |  September  |  October  |  November  |  December

Anne Patricia Cameron
October 30, 2012

Scott Mikros
Mikros Economics Hedge Fund, LLC
Risk Management International, LLC

October 29, 2012

Dennis Michael Zator
October 24, 2012

Dennis Michael Zator
October 24, 2012

Leonard V. Fox, Jr.
October 24, 2012

Michael R. Roeser and Associates, Inc.
d/b/a Bedford Financial Group, Inc.

October 24, 2012

Russell Armstrong
Government Benefit Advisors, LLC

October 24, 2012

Jose M. Lopez
October 23, 2012

Silvano C. Ramirez
Milagros D.S.J.B., LLC

October 19, 2012

Silvano C. Ramirez
Milagros D.S.J.B., LLC

October 19, 2012

Mark David Webb
October 18, 2012

Raymond Thomas Clark
October 18, 2012

Prosper LPTG
Limited Private Trade Group
LPTG
John Morgan Homan

October 17, 2012

Carl G. Moose
Infiniti Wind Technology N.A., LLC
Infiniti Wind Technology LLC
Infiniti Enterprises Worldwide, Inc.
Infiniti Caribbean Wind, LLC

October 15, 2012

Basis Financial, LLC
October 12, 2012

Karen S. Revelle
Brett K. Revelle
Joseph J. Revelle
Revelle Resources Inc.

October 12, 2012

Steven Patrick Ford
October 12, 2012

Daniel Leland Chiddister
October 12, 2012

Richard J. Coleman
October 9, 2012

Brian Curtis Ullrich
October 5, 2012

Monica Hernandez
October 5, 2012

Prosper LPTG
Limited Private Trade Group
LPTG
John Morgan Homan

October 4, 2012

Dennis Michael Zator
October 1, 2012

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Requests for copies of Settlement Agreements and other Adminstrative Actions not posted on this website may be made by contacting the Illinois Securities Department at 217-782-2256.

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