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SECURITIES


Consumer Information

Commonly Used Words

Like many areas of professional regulation, the investment adviser and investment adviser representative fields utilize a number of words and expressions that denote a specific meaning. Following are examples of some that are used with regular frequency.


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The Secretary of State, Illinois Securities Department or their information providers shall not be liable regardless of the cause or duration, for any errors, inaccuracies, omissions or untimeliness of the information, or for any delay or interruption in the transmission thereof to the user, or for any claims or losses arising therefrom.